Self-regulatory organization

Results: 1339



#Item
61Regulation NMS / Securities Exchange Act / New York Stock Exchange / Self-regulatory organization / Economy of the United States / U.S. Securities and Exchange Commission / United States / NYSE Euronext / United States Securities and Exchange Commission / United States securities law / Financial regulation

Microsoft Word[removed]Copy

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-16 07:09:47
62Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial system / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]April 7, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-08 11:02:36
63Financial regulation / Government / Financial system / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Self-regulatory organization / SEC Rule 10b-5 / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 27, 2015 ADMINISTRATIVE PROCEEDING

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-27 11:59:24
64Finance / United States Securities and Exchange Commission / United States securities law / Financial regulation / Stock market / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial economics / Financial markets / Financial system

Proposed Rule: Exemption for Certain Exchange Members

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-31 08:42:36
65Economics of regulation / Law / Public choice theory / Regulatory agency / Regulation / Advertising Standards Council of India / Self-regulatory organization / Regulatory capture / Ofcom / Administrative law / Public administration / Government

NATIONAL CONSULTATION ON MEDIA LAWS 27th and 28th September, 2014 Organised by LAW COMMISSION OF INDIA &

Add to Reading List

Source URL: lawcommissionofindia.nic.in

Language: English - Date: 2014-09-19 07:54:40
66Self-regulatory organization / Private law / Audit committee / Corporate governance / Law / Corporations law / Financial regulation / Business

New Regime of Securities Market Regulation: Roles of Industry Associations Prepared for the 16th Asia Securities Forum

Add to Reading List

Source URL: www.asiasecuritiesforum.org

Language: English - Date: 2012-04-03 21:19:38
67Financial system / Dodd–Frank Wall Street Reform and Consumer Protection Act / Finance / Financial economics / Financial regulation / Self-regulatory organization / International Organization of Securities Commissions

Panel 1 - Asia Securities Forum 2011 ‘New Regime of Securities Market Regulation: Roles of Industry Associations’ Panelists

Add to Reading List

Source URL: www.asiasecuritiesforum.org

Language: English - Date: 2012-04-03 21:19:39
68Financial Services Board / Government / Self-regulatory organizations / Politics / Canadian securities regulation / Securities and Exchange Board of India Act / Financial regulation / International Organization of Securities Commissions / Securities Commission

Mission: To effectively oversee and regulate the activities of the investment funds, securities and capital markets, to protect investors while strengthening public and institutional confidence in the integrity of

Add to Reading List

Source URL: www.scb.gov.bs

Language: English - Date: 2013-11-13 11:55:33
69U.S. Securities and Exchange Commission / Federal Register / Internal Revenue Service / Government / Public administration / United States administrative law / New Deal agencies / Corporate crime

Federal Register / Vol. 73, No[removed]Monday, December 8, [removed]Notices appropriate in furtherance of the purposes of the Act. (C) Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Recei

Add to Reading List

Source URL: 2001-2009.state.gov

Language: English - Date: 2009-01-17 18:55:35
70Financial regulation / 73rd United States Congress / Financial system / Securities / Finance / Securities Act / Prospectus / Self-regulatory organization / Israel Securities Authority / United States Securities and Exchange Commission / United States securities law / Financial economics

Microsoft Word - Securities Act_as amended by Finance Act 2009_07[removed]doc

Add to Reading List

Source URL: www.stockexchangeofmauritius.com

Language: English - Date: 2011-09-15 01:39:12
UPDATE